As at 31 December 2013, the share capital of PKO Bank Polski SA amounted to PLN 1 250 000 thousand and consisted of 1 250 000 thousand shares with nominal value of PLN 1 each – shares are fully paid. In relation to the end of 2012 there were no changes in the share capital of PKO Bank Polski SA. All issued shares of PKO Bank Polski SA are not preferred shares.
Share capital structure in PKO Bank Polski SA
| Series | Type of shares | Number of shares | Nominal value of 1 share | Issue amount by nominal value |
|---|---|---|---|---|
| Series A | registered ordinary shares | 312,500,000 | PLN 1 | PLN 312,500,000 |
| Series A | bearer ordinary shares | 197,500,000 | PLN 1 | PLN 197,500,000 |
| Series B | bearer ordinary shares | 105,000,000 | PLN 1 | PLN 105,000,000 |
| Series C | bearer ordinary shares | 385,000,000 | PLN 1 | PLN 385,000,000 |
| Series D | bearer ordinary shares | 250,000,000 | PLN 1 | PLN 250,000,000 |
| 1,250,000,000 | PLN 1,250,000,000 |
To the best knowledge of PKO Bank Polski SA, as at 31.12.2013, the shareholders holding directly or indirectly considerable block of shares (at least 5%) were three entities: the State Treasury, Aviva Otwarty Fundusz Emerytalny and ING Otwarty Fundusz Emerytalny.
Shareholding structure of PKO Bank Polski SA
| Shareholders | As at 31.12.2013 | As at 31.12.2012 | Change of the share in the number of votes at GSM (pp.) | ||
|---|---|---|---|---|---|
| Number of shares | Share in the number of votes at GSM | Number of shares | Share in the number of votes at GSM | ||
| State Treasury | 392,406,277 | 31.39% | 417,406,277 | 33.39% | -2.00 |
| Bank Gospodarstwa Krajowego | 0 | 0.00% | 128,102,731 | 10.25% | -10.25 |
| Aviva Otwarty Fundusz Emerytalny1) | 83,952,447 | 6.72% | - | x | x |
| ING Otwarty Fundusz Emerytalny2) | 64,594,448 | 5.17% | 64,594,448 | 5.17% | 0.00 |
| Other shareholders3) | 709,046,828 | 56.72% | 639,896,544 | 51.19% | 5.53 |
| Total | 1,250,000,000 | 100.00% | 1,250,000,000 | 100.00% | 0.00 |
1) Number of shares held as at 29 January 2013, reported by Aviva OFE after exceeding 5% of shares in PKO Bank Polski SA’s shareholding structure after settlement the transaction of sale of 153.1 million of PKO Bank Polski SA’s shares by BGK and the State Treasury.
2) Number of shares held as at 24 July 2012, reported by ING OFE after exceeding 5% of shares in PKO Bank Polski SA’s shareholding structure after settlement the transaction of sale of 95 million of PKO Bank Polski SA’s shares by the State Treasury.
3) As at 31.12.2012 Aviva OFE was included.
On 1 February 2013, PKO Bank Polski SA received a notification from Aviva Powszechne Towarzystwo Emerytalne Aviva BZ WBK SA about increasing by the Aviva Otwarty Fundusz Emerytalny Aviva BZ WBK (‘Aviva OFE’) the stake of the Bank’s shares and exceeding the threshold 5% of total number of votes in the Bank as the result of the purchase transactions concluded on 24 January 2013. Prior to the settlement of these transactions Aviva OFE on 28 January 2013 held 57 152 447 of theBank’s shares representing 4.57% of the Bank’s share capital and the total number of votes at the General Shareholders’ Meeting of the Bank. After conclusion and the settlement of the above mentioned transactions Aviva OFE on 29 January 2013 held 83 952 447 Bank’s shares representing 6.72% of the Bank’s share capital and the total number of votes at the General Shareholders’ Meeting of the Bank.